| Significance of Par Value of a Stock |
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| Common stock and other securities may be issued with or without a stated face value or "par" value. Issuing stock with or without par or face value may have several consequences. More... |
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| Criminal Liability of Officers and Directors for Corporate Antitrust Violations |
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| Criminal Liability of Officers and Directors for Corporate Antitrust Violations More... |
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| SEC Rules for Broker Dealer Exchange Specialists |
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| Securities and Exchange Commission rules regulate information that must be provided to the public by broker dealers who serve as New York, American, or other national exchange specialists or as Nasdaq market makers. Such broker dealers in effect trade for their own accounts as well as for customers. They thus are required to follow Commission Rules 11Ac1-1 and 11Ac1-4 under the Securities Exchange Act of 1934, 17 CFR 240.11Ac1-1 and 17 CFR 240.11Ac1-4, designed to increase the amount of public information regarding quotes and order handling. More... |
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| Insider Trading |
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| (Bounties for Persons Reporting Insider Trading) More... |
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| Business & Corporate Entities> Corporations> Directors & Officers> Management Duties & Liabilities |
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| (Sources of Document Retention Requirements) More... |
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